Abstand und ausbau
« previous post |
Back in early April of this year, Kirinputra brought up this distinction at the end of a comment thread on Cantonese, but it came at the conclusion of the thread, so — though it deserved discussion — there was no opportunity to hold one at that time. Consequently, I reopen the deliberations now by quoting Kirinputra's final comment:
"Sinitic is like Romance" is not a working, truth-bearing analogy, esp. not for a layman audience. (Maybe some subset of Sinitic is like Romance, though.) "Sinitic" arguably harbors much more abstand diversity than Romance, for one thing. More importantly, Romance is by now evidence-based. Humans have a detailed understanding of the mechanics & timing of the divergence from a common ancestor. Sinitic is belief-based. The approach to the detailed reality is largely speculative & often circular.
That reminds me of my former colleague Harold Schiffman's description of Ausbau and Abstand languages, following Heinz Kloss's 1952 criteria:
- Ausbau languages are languages because they have been developed or `built-up'; they contain all the useful vocabulary they need and are recognized for all domains and registers of a language—technical, religious, etc. But they may be very close to some other, even mutually intelligible lect: The Scandinavian "languages", Czech and Slovak, Lao and Thai, etc. But they may depend on different classical (or other) languages as a source of learned vocabulary …
- Abstand languages are definitely languages by `distance', i.e. there is no close relative with which they can be confused, or are mutually intelligible with: Japanese, Korean, Icelandic, etc. No chain of mutually intelligible lects merging with some other `language'. Thus many African languages, Amerindian languages, Malayo- Polynesian languages, Australian languages are so by Abstand, but not by Ausbau.
- Many languages are languages by both criteria of Ausbau and Abstand, e.g. Japanese, English, French, etc. but some are languages by only one criterion, though some are attempting to become useful for all registers by developing their own Ausbau procedures;
- Some languages that are so by Ausbau but not by Abstand might try to increase the distance by resorting to purism or some other distancing mechanism (borrowing from some other source). Maithili is thought of as a dialect of Hindi within Nepal, but within India, Maithili speakers wish to claim language status.
According to Wikipedia,
This framework addresses situations in which multiple varieties from a dialect continuum have been standardized, so that they are commonly considered distinct languages even though they may be mutually intelligible. The continental Scandinavian languages offer a commonly cited example of this situation. One of the applications of this theoretical framework is language standardization (examples since the 1960s including Basque and Romansh).
How does this scheme work for Sinitic? Lord knows we need some sort of mechanism for dealing with the hundreds of Sinitic topolects that range in mutual intelligibility from near zero to almost complete.
Selected readings
- "Languageness" (5/1/23)
- "Language, topolect, dialect, idiolect" (10/3/23)
- "Intelligibility and the language / dialect problem" (10/11/14)
- "Mutual intelligibility" (5/28/14)
- "Mutual unintelligibility among Sinitic lects" (10/5/14)
- "Sinitic is a group of languages, not a single language" (10/12/17)
- "Cantonese and Mandarin are two different languages" (9/25/15)
- "'Chinese' well beyond Mandarin" (5/10/13)
- "L-complex" (10/19/25)
- "Mixed script writing in Taiwan, part 2" (5/29/24)
- "Language that exercises the brain; poetry and gradations of understanding" (1/7/24)
- "Bahasa and the concept of 'National Language'" (3/14/13)
- "Arabic as a macrolanguage" (10/21/18)
- "Arabic and the vernaculars, part 6" (5/12/24) — First comment by Peter B. Golden:
When I was still teaching (until 2012), I had students from the Maghreb (Morocco, N. African Arabic) whose spoken language was completely unintelligible to Arab students from the Levant…or so they told me. Egyptian Arabic retains some old/archaic pronunciations, e.g. the letter "jim" ( ج) is pronounced "g"/, not "j," "ž" etc. as in the Levant. Because of its population size and developed motion picture and music industries, Egyptian (Cairene) Arabic is widely understood. In addition to numerous local dialects, there were also religion-specific dialects, e.g. Judeo-Arabic written in Hebrew letters, and Christian Arabic written in a Syriac-based alphabet, Karshuni.
- Hammarström, Harald. 2008. “Counting Languages in Dialect Continua Using the Criterion of Mutual Intelligibility.” Journal of Quantitative Linguistics 15(1). 36-45.
- Kloss, Heinz. 1967. “‘Abstand languages’ and ‘ausbau languages’”. Anthropological linguistics 9(7). 29-41.
- Tamburelli, Marco & Brasca, Lissander. 2017. “Revisiting the classification of Gallo-Italic: a dialectometric approach.” Digital Scholarship in the Humanities 33(2). 442-455
- Tang, Chaoju & van Heuven, Vincent J. 2009. “Mutual Intelligibility of Chinese Dialects Experimentally Tested.” Lingua 119(5). 709-732.
Jerry Packard said,
October 28, 2025 @ 7:12 pm
The distinction between Ausbau and Abstand seems to boil down to distance between the languages that comprise the groups. So Ausbau languages are close to each other and Abstand languages are more distant from each other, if they are in fact related. ‘
‘Sinitic is like Romance’ I feel is in fact a useful analogy, because it captures the fact that the Sinitic languages are demonstrably related, even if they may not derive cleanly from a common ancestor as is the case with Romance and Latin. It is useful because the alternative would be all kinds of strange a priori beliefs possessed by laypersons concerning, e.g., the relation between Cantonese, Min, Shanghainese and Mandarin.
The statement that “Romance is by now evidence-based…[and]…Sinitic is belief-based” strikes me as odd, for while more phonologically straightforward textual evidence exists and more work has been done on Romance, Sinitic is just as evidence-based – especially if you consider primary Chinese-language sources and all the fieldwork done over the past 100 years or so. I’ll stop here.
Jonathan Smith said,
October 28, 2025 @ 9:55 pm
One thing is these concepts — language by virtue of de facto ("objective"?) separateness from neighbors vs. "standard" language as a product of social construction — could in principle be regarded independently, but are usually considered in the context of a picture in which there (seem to?) exist coherent, self-contained dialect groupings on the basis of which are eventually constructed one or a couple umbrella standards. Not coincidentally, these groupings and/or the scope of the standards wind up coterminous-ish with emergent Western European polities. Whereas absent durable political/cultural separation, as in the Chinese case, potential "abstand" groups never get to fully "abstand"… the Yue, Hokkien, etc., regions could have been like European (or just Indian for that matter) states on some other timeline, but centripetal cultural and political forces have held them — forces of which one component has ever been the so-called "classical" "language" which is in some sense neither of these things but rather in effect an accretion on a relevant national/regional standard such that its perpetuation and exaltation in the provinces amounts to an accommodation to that standard.
And re: "Sinitic is belief-based", let us rather say that the above centripetal forces are partly emotional/psychological. The Sinitic of historical linguistics is (or should be) based on systematic phonological correspondences across putative daughter languages. Now interestingly, one probably *could* argue on reasonably scientific grounds that this is insufficient to speak of language "inheritance" and thus "relationship" sensu stricto and that such can really only exist given certain traceable morphological features. It would be interesting to read an exposition of such a view. But outside of that, the notion of timeless Chineseness/Han identity (like all "racisms") as well as the (generally well-meaning) opposing rejection of scientific "Sinitic" are equally emotional/psychological positions.
Peter Cyrus said,
October 29, 2025 @ 4:53 am
A language is a dialect with a standard.
We no longer need the army and the navy.